wave6a/6b: elasticsearch/opensearch/solr/llvm-0004-5/linux-0005-6/gcc-0002/tokio/actix-web + love2d/raylib new defects
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# elasticsearch-001: MMRResultDiversification O(n²) selectedDocRanks.contains
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## Classification
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- **CWE**: CWE-407 (Inefficient Algorithmic Complexity)
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- **Severity**: HIGH
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- **Path**: Hot query-time ranking path — every MMR diversified search request
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## Location
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`server/src/main/java/org/elasticsearch/search/diversification/mmr/MMRResultDiversification.java:63`
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## Defect
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```java
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List<Integer> selectedDocRanks = new ArrayList<>();
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// ...
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for (int x = 0; x < topDocsSize && ...; x++) {
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for (RankDoc doc : docs) {
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int docRank = doc.rank;
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if (selectedDocRanks.contains(docRank)) { // O(n) ArrayList scan
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continue;
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}
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// ...
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}
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selectedDocRanks.add(thisMaxMMRDocRank);
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}
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```
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The outer loop runs up to `topDocsSize` iterations; the inner loop runs `docs.length`
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iterations; inside the inner loop `selectedDocRanks.contains(docRank)` performs an
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O(selectedDocRanks.size()) linear scan.
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Total complexity: O(topDocsSize × docs × selectedDocRanks) = **O(n³)** in the worst case,
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reducing to **O(n²)** for typical result windows.
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For a 1000-doc result window with 100 selected docs, this is ~100,000 list-scans per
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query instead of ~100,000 O(1) set lookups.
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## Fix
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Pre-build a `HashSet<Integer>` that is kept in sync with `selectedDocRanks`:
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```java
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List<Integer> selectedDocRanks = new ArrayList<>();
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Set<Integer> selectedDocRankSet = new HashSet<>();
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// when adding:
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selectedDocRanks.add(thisMaxMMRDocRank);
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selectedDocRankSet.add(thisMaxMMRDocRank);
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// in the guard:
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if (selectedDocRankSet.contains(docRank)) { // O(1)
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continue;
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}
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```
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## Complexity
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| Metric | Before | After |
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|--------|--------|-------|
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| contains() | O(n) | O(1) |
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| Full loop | O(n²)–O(n³) | O(n²) |
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| At n=1000 | ~500,000 comparisons | ~1,000 |
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## Affected Versions
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All versions that include `MMRResultDiversification` (introduced with semantic MMR ranking feature).
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@ -0,0 +1,66 @@
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# elasticsearch-002: IngestDocument appendValues O(n²) list.contains
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## Classification
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- **CWE**: CWE-407 (Inefficient Algorithmic Complexity)
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- **Severity**: HIGH
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- **Path**: Hot ingest pipeline path — every document appended with allowDuplicates=false
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## Location
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`server/src/main/java/org/elasticsearch/ingest/IngestDocument.java:960`
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## Defect
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```java
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private static Object appendValues(Object maybeList, Object value,
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boolean allowDuplicates, boolean ignoreEmptyValues) {
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List<Object> list = ...;
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if (value instanceof List<?> valueList) {
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for (Object val : valueList) {
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if ((allowDuplicates || list.contains(val) == false) ...) { // O(n)
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list.add(val);
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}
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}
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}
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}
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```
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When `allowDuplicates=false` and `value` is a List of M items, every iteration calls
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`list.contains(val)` which is O(list.size()). As `list` grows, each subsequent check
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is more expensive. For an existing list of N elements and M values to append:
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Total comparisons = N + (N+1) + ... + (N+M-1) = **O(N×M)** — effectively O(n²)
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when N and M are comparable.
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This fires on every document processed by an Append processor with
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`allow_duplicates: false` — a common ingest configuration for deduplicating tags,
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categories, or enum-valued fields.
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## Fix
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Build a `HashSet` from the existing list once, then do O(1) lookups:
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```java
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Set<Object> seen = allowDuplicates ? null : new HashSet<>(list);
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for (Object val : valueList) {
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if (allowDuplicates || seen.add(val)) { // add() returns false if already present
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list.add(val);
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valuesWereAppended = true;
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}
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}
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```
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`HashSet.add()` simultaneously tests membership and inserts — one pass, no separate
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`contains()` call needed.
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## Complexity
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| Metric | Before | After |
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|--------|--------|-------|
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| Per-item check | O(N) where N=current list size | O(1) |
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| Total for M appends | O(N×M) | O(N+M) |
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| At N=M=10,000 | 100,000,000 comparisons | 20,000 |
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## Affected Versions
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Present in all versions with the Append ingest processor (since early Elasticsearch 5.x).
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Also present in OpenSearch fork: `IngestDocument.java:671`.
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