wave6a/6b: elasticsearch/opensearch/solr/llvm-0004-5/linux-0005-6/gcc-0002/tokio/actix-web + love2d/raylib new defects

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russell@unturf.com 2026-03-27 15:45:14 -04:00
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# elasticsearch-001: MMRResultDiversification O(n²) selectedDocRanks.contains
## Classification
- **CWE**: CWE-407 (Inefficient Algorithmic Complexity)
- **Severity**: HIGH
- **Path**: Hot query-time ranking path — every MMR diversified search request
## Location
`server/src/main/java/org/elasticsearch/search/diversification/mmr/MMRResultDiversification.java:63`
## Defect
```java
List<Integer> selectedDocRanks = new ArrayList<>();
// ...
for (int x = 0; x < topDocsSize && ...; x++) {
for (RankDoc doc : docs) {
int docRank = doc.rank;
if (selectedDocRanks.contains(docRank)) { // O(n) ArrayList scan
continue;
}
// ...
}
selectedDocRanks.add(thisMaxMMRDocRank);
}
```
The outer loop runs up to `topDocsSize` iterations; the inner loop runs `docs.length`
iterations; inside the inner loop `selectedDocRanks.contains(docRank)` performs an
O(selectedDocRanks.size()) linear scan.
Total complexity: O(topDocsSize × docs × selectedDocRanks) = **O(n³)** in the worst case,
reducing to **O(n²)** for typical result windows.
For a 1000-doc result window with 100 selected docs, this is ~100,000 list-scans per
query instead of ~100,000 O(1) set lookups.
## Fix
Pre-build a `HashSet<Integer>` that is kept in sync with `selectedDocRanks`:
```java
List<Integer> selectedDocRanks = new ArrayList<>();
Set<Integer> selectedDocRankSet = new HashSet<>();
// when adding:
selectedDocRanks.add(thisMaxMMRDocRank);
selectedDocRankSet.add(thisMaxMMRDocRank);
// in the guard:
if (selectedDocRankSet.contains(docRank)) { // O(1)
continue;
}
```
## Complexity
| Metric | Before | After |
|--------|--------|-------|
| contains() | O(n) | O(1) |
| Full loop | O(n²)–O(n³) | O(n²) |
| At n=1000 | ~500,000 comparisons | ~1,000 |
## Affected Versions
All versions that include `MMRResultDiversification` (introduced with semantic MMR ranking feature).

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# elasticsearch-002: IngestDocument appendValues O(n²) list.contains
## Classification
- **CWE**: CWE-407 (Inefficient Algorithmic Complexity)
- **Severity**: HIGH
- **Path**: Hot ingest pipeline path — every document appended with allowDuplicates=false
## Location
`server/src/main/java/org/elasticsearch/ingest/IngestDocument.java:960`
## Defect
```java
private static Object appendValues(Object maybeList, Object value,
boolean allowDuplicates, boolean ignoreEmptyValues) {
List<Object> list = ...;
if (value instanceof List<?> valueList) {
for (Object val : valueList) {
if ((allowDuplicates || list.contains(val) == false) ...) { // O(n)
list.add(val);
}
}
}
}
```
When `allowDuplicates=false` and `value` is a List of M items, every iteration calls
`list.contains(val)` which is O(list.size()). As `list` grows, each subsequent check
is more expensive. For an existing list of N elements and M values to append:
Total comparisons = N + (N+1) + ... + (N+M-1) = **O(N×M)** — effectively O(n²)
when N and M are comparable.
This fires on every document processed by an Append processor with
`allow_duplicates: false` — a common ingest configuration for deduplicating tags,
categories, or enum-valued fields.
## Fix
Build a `HashSet` from the existing list once, then do O(1) lookups:
```java
Set<Object> seen = allowDuplicates ? null : new HashSet<>(list);
for (Object val : valueList) {
if (allowDuplicates || seen.add(val)) { // add() returns false if already present
list.add(val);
valuesWereAppended = true;
}
}
```
`HashSet.add()` simultaneously tests membership and inserts — one pass, no separate
`contains()` call needed.
## Complexity
| Metric | Before | After |
|--------|--------|-------|
| Per-item check | O(N) where N=current list size | O(1) |
| Total for M appends | O(N×M) | O(N+M) |
| At N=M=10,000 | 100,000,000 comparisons | 20,000 |
## Affected Versions
Present in all versions with the Append ingest processor (since early Elasticsearch 5.x).
Also present in OpenSearch fork: `IngestDocument.java:671`.