Sibling table `controller_events` for advisory persistence of ControllerDecision output from #000037 Phase 1. Same pattern as `capital_ledger` — forward-migrated, indexed, but does NOT enter audit_events.event_hash preimage. Audit chain semantics are unaffected. Three event kinds: controller_decision — one per ControllerDecision controller_difficulty — one per ControllerDecision (records the difficulty_next value) controller_budget_allocation — one per branch with nonzero allocation in decision.allocations Idempotent on (event_kind, body_hash) UNIQUE constraint. sha256 of canonical-JSON-encoded body is the dedupe key. Tests: tests/test_prometheus_audit.py — 14 cases covering migration, idempotency, no-chain-mutation invariant, query paths. Uses stub ControllerDecision so tests run independently of Phase 1's controller_decide implementation.
388 lines
12 KiB
Python
388 lines
12 KiB
Python
"""Phase 2 advisory-write tests for ticket #000037.
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Covers the sibling-table ``controller_events`` migration and the
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``emit_controller_events`` helper in
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``arborist.substrate.prometheus_audit``.
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These tests use an inline stub ``ControllerDecision`` rather than
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importing the real one from ``arborist.substrate.prometheus`` —
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Phase 1 (the controller function) is being implemented in
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parallel and may not be present when these tests run. The helper
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only reads ControllerDecision attributes (it never executes
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decision logic), so a duck-typed stub is sufficient.
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Invariants asserted:
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- Migration creates the ``controller_events`` table with the
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expected schema + indexes.
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- Migration is idempotent across repeated ``connect()`` calls.
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- ``emit_controller_events`` writes one decision row, one
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difficulty row, and N allocation rows (one per nonzero
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allocation branch).
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- Re-emitting the same ControllerDecision is a no-op (no duplicate
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rows under the ``UNIQUE (event_kind, body_hash)`` constraint).
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- The audit chain is NOT mutated by any controller_events write.
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- ``canonical_body`` is deterministic and sha256-hex.
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"""
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from __future__ import annotations
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import hashlib
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import json
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from dataclasses import dataclass
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import pytest
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from arborist.store import (
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append_audit,
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connect,
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invalidate_migration_cache,
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latest_event_hash,
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transaction,
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)
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from arborist.substrate.prometheus_audit import (
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canonical_body,
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emit_controller_events,
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)
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# --- stub ControllerDecision ------------------------------------------
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#
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# Duck-typed; matches the Phase 1 contract. Constructed inline per
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# test so Phase 2 tests don't depend on Phase 1's implementation
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# landing.
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@dataclass(frozen=True)
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class StubDecision:
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selected_branch_id: str | None
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label: str
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allocations: dict
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difficulty_next: float
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veto_reasons: dict
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entropy: float
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notes: tuple
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memory_proposals: tuple = ()
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selfmodel_proposals: tuple = ()
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advisory_events: tuple = ()
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def _stub_decision(**overrides) -> StubDecision:
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"""Build a stub ControllerDecision with sensible defaults."""
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base = dict(
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selected_branch_id="B0",
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label="ACCEPT",
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allocations={"B0": 0.7, "B1": 0.3, "B2": 0.0},
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difficulty_next=0.42,
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veto_reasons={"B2": ("low_score",)},
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entropy=1.23,
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notes=("note-a",),
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)
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base.update(overrides)
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return StubDecision(**base)
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# --- fixtures ---------------------------------------------------------
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@pytest.fixture
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def shard(tmp_path):
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"""Fresh shard.db per test. Migration runs on first connect."""
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db_path = tmp_path / "shard.db"
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invalidate_migration_cache(db_path)
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conn = connect(db_path)
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try:
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yield conn, db_path
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finally:
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conn.close()
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invalidate_migration_cache(db_path)
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# --- migration --------------------------------------------------------
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def test_migration_creates_controller_events_table(shard):
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conn, _ = shard
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row = conn.execute(
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"SELECT name FROM sqlite_master "
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"WHERE type='table' AND name='controller_events'"
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).fetchone()
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assert row is not None
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cols = {r["name"] for r in conn.execute(
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"PRAGMA table_info(controller_events)"
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)}
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expected = {
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"event_id",
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"organism_root",
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"branch_id",
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"event_kind",
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"label",
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"entropy",
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"difficulty",
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"allocation",
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"body_blob",
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"body_hash",
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"recorded_at",
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}
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assert expected.issubset(cols)
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# Indexes present.
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idx = {r["name"] for r in conn.execute(
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"SELECT name FROM sqlite_master "
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"WHERE type='index' AND tbl_name='controller_events'"
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)}
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assert "idx_controller_events_organism" in idx
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assert "idx_controller_events_kind" in idx
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assert "idx_controller_events_at" in idx
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def test_migration_idempotent(tmp_path):
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db_path = tmp_path / "shard.db"
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invalidate_migration_cache(db_path)
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conn1 = connect(db_path)
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conn1.close()
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invalidate_migration_cache(db_path) # Force re-probe path on second open.
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conn2 = connect(db_path)
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try:
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row = conn2.execute(
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"SELECT name FROM sqlite_master "
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"WHERE type='table' AND name='controller_events'"
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).fetchone()
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assert row is not None
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# No row count drift — table is empty either way.
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n = conn2.execute(
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"SELECT COUNT(*) FROM controller_events"
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).fetchone()[0]
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assert n == 0
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finally:
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conn2.close()
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invalidate_migration_cache(db_path)
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# --- emit_controller_events ------------------------------------------
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def test_emit_writes_decision_row(shard):
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conn, _ = shard
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dec = _stub_decision()
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with transaction(conn):
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ids = emit_controller_events(conn, dec, "org-root-abc")
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assert len(ids) >= 1
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row = conn.execute(
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"SELECT * FROM controller_events "
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"WHERE event_kind='controller_decision'"
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).fetchone()
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assert row is not None
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assert row["organism_root"] == "org-root-abc"
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assert row["branch_id"] == "B0"
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assert row["label"] == "ACCEPT"
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assert row["entropy"] == pytest.approx(1.23)
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assert row["body_hash"] is not None
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assert len(row["body_hash"]) == 64 # sha256 hex
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# Body parses back to a dict with the right shape.
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body = json.loads(row["body_blob"])
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assert body["kind"] == "controller_decision"
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assert body["selected_branch_id"] == "B0"
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assert body["label"] == "ACCEPT"
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def test_emit_writes_difficulty_row(shard):
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conn, _ = shard
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dec = _stub_decision(difficulty_next=0.91)
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with transaction(conn):
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emit_controller_events(conn, dec, "org-1")
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row = conn.execute(
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"SELECT * FROM controller_events "
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"WHERE event_kind='controller_difficulty'"
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).fetchone()
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assert row is not None
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assert row["organism_root"] == "org-1"
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assert row["branch_id"] is None
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assert row["difficulty"] == pytest.approx(0.91)
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body = json.loads(row["body_blob"])
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assert body["kind"] == "controller_difficulty"
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assert body["difficulty_next"] == pytest.approx(0.91)
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def test_emit_writes_allocation_rows_for_nonzero_branches(shard):
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conn, _ = shard
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dec = _stub_decision(
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allocations={"B0": 0.5, "B1": 0.5, "B2": 0.0, "B3": 0.0}
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)
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with transaction(conn):
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emit_controller_events(conn, dec, "org-X")
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rows = conn.execute(
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"SELECT branch_id, allocation FROM controller_events "
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"WHERE event_kind='controller_budget_allocation' "
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"ORDER BY branch_id"
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).fetchall()
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assert len(rows) == 2
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branches = {r["branch_id"] for r in rows}
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assert branches == {"B0", "B1"}
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for r in rows:
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assert r["allocation"] == pytest.approx(0.5)
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def test_emit_idempotent_same_decision(shard):
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conn, _ = shard
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dec = _stub_decision()
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with transaction(conn):
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first = emit_controller_events(conn, dec, "org-r")
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with transaction(conn):
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second = emit_controller_events(conn, dec, "org-r")
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assert len(first) >= 3 # 1 decision + 1 difficulty + 2 nonzero allocs
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assert second == [] # all dupes — UNIQUE (event_kind, body_hash)
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# Row counts match the first emit exactly.
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n = conn.execute(
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"SELECT COUNT(*) FROM controller_events"
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).fetchone()[0]
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assert n == len(first)
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def test_emit_does_not_touch_audit_events_chain(shard):
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conn, _ = shard
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# Baseline: write one audit row, snapshot the head.
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with transaction(conn):
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baseline_hash = append_audit(
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conn,
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event_type="test_baseline",
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body={"k": "v"},
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subject_root="root-1",
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)
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head_before = latest_event_hash(conn)
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n_audit_before = conn.execute(
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"SELECT COUNT(*) FROM audit_events"
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).fetchone()[0]
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assert head_before == baseline_hash
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# Emit controller events.
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dec = _stub_decision()
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with transaction(conn):
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emit_controller_events(conn, dec, "org-untouched")
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# Audit chain unchanged.
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head_after = latest_event_hash(conn)
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n_audit_after = conn.execute(
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"SELECT COUNT(*) FROM audit_events"
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).fetchone()[0]
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assert head_after == head_before
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assert n_audit_after == n_audit_before
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def test_canonical_body_deterministic():
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body = {"b": 2, "a": 1, "nested": {"y": "yes", "x": "no"}}
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s1, h1 = canonical_body(body)
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s2, h2 = canonical_body(dict(body)) # different dict identity, same data
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assert s1 == s2
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assert h1 == h2
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def test_canonical_body_distinct_for_distinct_input():
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s1, h1 = canonical_body({"a": 1})
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s2, h2 = canonical_body({"a": 2})
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assert s1 != s2
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assert h1 != h2
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def test_emit_handles_empty_allocations(shard):
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conn, _ = shard
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dec = _stub_decision(allocations={})
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with transaction(conn):
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ids = emit_controller_events(conn, dec, "org-empty")
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# Decision + difficulty rows only, no allocation rows.
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assert len(ids) == 2
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n_alloc = conn.execute(
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"SELECT COUNT(*) FROM controller_events "
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"WHERE event_kind='controller_budget_allocation'"
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).fetchone()[0]
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assert n_alloc == 0
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def test_emit_handles_none_selected_branch(shard):
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conn, _ = shard
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dec = _stub_decision(
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selected_branch_id=None,
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label="REJECT",
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allocations={},
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veto_reasons={"B0": ("low_score",), "B1": ("low_score",)},
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)
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with transaction(conn):
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emit_controller_events(conn, dec, "org-rej")
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row = conn.execute(
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"SELECT * FROM controller_events "
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"WHERE event_kind='controller_decision'"
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).fetchone()
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assert row is not None
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assert row["branch_id"] is None
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assert row["label"] == "REJECT"
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def test_body_hash_is_sha256_hex(shard):
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conn, _ = shard
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dec = _stub_decision()
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with transaction(conn):
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emit_controller_events(conn, dec, "org-h")
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rows = conn.execute(
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"SELECT body_blob, body_hash FROM controller_events"
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).fetchall()
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assert rows
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for r in rows:
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blob = r["body_blob"]
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expected = hashlib.sha256(
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blob.encode("utf-8", errors="surrogatepass")
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).hexdigest()
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assert r["body_hash"] == expected
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# hex characters only, length 64
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assert len(r["body_hash"]) == 64
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int(r["body_hash"], 16) # parses as hex
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def test_query_by_organism_root_returns_rows(shard):
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conn, _ = shard
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dec_a = _stub_decision(selected_branch_id="A", notes=("a-only",))
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dec_b = _stub_decision(selected_branch_id="B", notes=("b-only",))
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with transaction(conn):
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emit_controller_events(conn, dec_a, "org-alpha")
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emit_controller_events(conn, dec_b, "org-beta")
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alpha = conn.execute(
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"SELECT COUNT(*) FROM controller_events "
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"WHERE organism_root=?",
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("org-alpha",),
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).fetchone()[0]
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beta = conn.execute(
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"SELECT COUNT(*) FROM controller_events "
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"WHERE organism_root=?",
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("org-beta",),
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).fetchone()[0]
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assert alpha > 0
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assert beta > 0
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# Each shard wrote >= 1 decision row.
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n_alpha_dec = conn.execute(
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"SELECT COUNT(*) FROM controller_events "
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"WHERE organism_root=? AND event_kind='controller_decision'",
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("org-alpha",),
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).fetchone()[0]
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assert n_alpha_dec == 1
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def test_query_by_kind_returns_rows(shard):
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conn, _ = shard
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dec = _stub_decision(
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allocations={"X": 0.6, "Y": 0.4},
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)
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with transaction(conn):
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emit_controller_events(conn, dec, "org-K")
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kinds = {
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r["event_kind"]
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for r in conn.execute(
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"SELECT DISTINCT event_kind FROM controller_events"
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).fetchall()
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}
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assert "controller_decision" in kinds
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assert "controller_difficulty" in kinds
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assert "controller_budget_allocation" in kinds
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n_alloc = conn.execute(
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"SELECT COUNT(*) FROM controller_events "
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"WHERE event_kind='controller_budget_allocation'"
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).fetchone()[0]
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assert n_alloc == 2
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