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277 lines
11 KiB
Python
277 lines
11 KiB
Python
"""Quantifier cap table + governance hash + dry-run discipline.
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Ticket #000008 Phase 2: per-model cap profiles
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(``arborist/qa/model_profiles.py``) and the four policy fields that
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gate cap behavior:
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- ``quantifier_guard_enabled`` — master kill
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- ``quantifier_guard_apply_caps`` — dry-run gate (default False)
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- ``quantifier_caps_by_intensity`` — per-call override dict
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- ``quantifier_guard_modes`` — per-mode opt-in list
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Tests pin:
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1. Per-model cap selection (Hermes profile vs default fallback).
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2. EXPLICIT_COUNT sentinel — SMALL_NUM_EXPLICIT respects the
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question's count.
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3. Policy override beats per-model profile.
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4. Governance-hash invalidation on every cap-related field flip.
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5. Six-level disable hierarchy (master, dry-run, per-mode,
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per-call override).
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"""
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from __future__ import annotations
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import pytest
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from arborist.qa.keys import _VERIFIER_POLICY_FIELDS, verifier_policy_hash
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from arborist.qa.model_profiles import (
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EXPLICIT_COUNT,
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PROFILES,
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cap_for_intensity,
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profile_id_present,
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)
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# ---------------------------------------------------------------- profile lookup
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def test_hermes_fp8_profile_present():
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"""The Hermes-3-FP8 endpoint profile must exist verbatim — the
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string is what the bench harness sends as ``model_profile_id``."""
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assert profile_id_present("adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic")
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def test_default_profile_fallback():
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"""Unknown model ids fall through to the ``default`` profile."""
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assert not profile_id_present("some-future-model-v2")
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cap = cap_for_intensity(
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model_profile_id="some-future-model-v2",
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intensity="ALL",
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)
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# Default profile sets ALL = 12.
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assert cap == 12
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def test_hermes_caps_are_tighter_than_default():
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"""Hermes broad-quantifier caps must be tighter than the default
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profile — that's the whole point of the per-model split. Pin the
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relationship so a future profile edit can't accidentally loosen
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Hermes back to default."""
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hermes_id = "adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic"
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for intensity in ("ALL", "COMPREHENSIVE", "OPEN_REQUEST", "MANY"):
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hermes_cap = cap_for_intensity(
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model_profile_id=hermes_id, intensity=intensity,
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)
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default_cap = cap_for_intensity(
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model_profile_id="unknown", intensity=intensity,
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)
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assert hermes_cap is not None
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assert default_cap is not None
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assert hermes_cap <= default_cap, (
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f"Hermes {intensity} cap ({hermes_cap}) must not exceed "
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f"default cap ({default_cap})"
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)
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# ---------------------------------------------------------------- EXPLICIT_COUNT
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def test_explicit_count_resolves_from_question_count():
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"""SMALL_NUM_EXPLICIT cap = the explicit count from the question."""
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cap = cap_for_intensity(
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model_profile_id="adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic",
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intensity="SMALL_NUM_EXPLICIT",
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explicit_count=3,
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)
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assert cap == 3
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def test_explicit_count_falls_back_when_missing():
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"""If the classifier reported SMALL_NUM_EXPLICIT but didn't
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extract a count (defensive — shouldn't happen), fall back to the
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profile's MANY cap rather than crash."""
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cap = cap_for_intensity(
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model_profile_id="adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic",
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intensity="SMALL_NUM_EXPLICIT",
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explicit_count=None,
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)
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# Hermes MANY = 8.
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assert cap == 8
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def test_comparative_bound_uses_explicit_count():
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"""COMPARATIVE_BOUND also reads explicit_count (the upper bound
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extracted by the classifier — for `between A and B` the upper)."""
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cap = cap_for_intensity(
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model_profile_id="adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic",
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intensity="COMPARATIVE_BOUND",
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explicit_count=7,
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)
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assert cap == 7
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# ---------------------------------------------------------------- override
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def test_policy_override_beats_per_model_profile():
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"""A per-call ``quantifier_caps_by_intensity`` dict wins over the
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profile table. Lets an operator override caps without editing
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model_profiles.py."""
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cap = cap_for_intensity(
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model_profile_id="adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic",
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intensity="ALL",
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policy_overrides={"ALL": 4},
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)
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assert cap == 4
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def test_policy_override_partial_falls_back_to_profile():
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"""An override dict with one intensity doesn't suppress the
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others — the profile still answers for unspecified intensities."""
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cap_all = cap_for_intensity(
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model_profile_id="adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic",
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intensity="ALL",
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policy_overrides={"COMPREHENSIVE": 3}, # only COMPREHENSIVE overridden
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)
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# ALL still pulls from Hermes profile (8).
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assert cap_all == 8
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def test_unknown_intensity_returns_none():
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"""Caller should treat None as 'no cap; use the policy default'."""
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cap = cap_for_intensity(
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model_profile_id="adamo1139/Hermes-3-Llama-3.1-8B-FP8-Dynamic",
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intensity="MADE_UP_INTENSITY",
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)
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assert cap is None
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# ---------------------------------------------------------------- governance hash
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@pytest.mark.parametrize("field", [
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"quantifier_guard_enabled",
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"quantifier_guard_apply_caps",
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"quantifier_caps_by_intensity",
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"quantifier_guard_modes",
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])
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def test_each_quantifier_field_is_in_verifier_policy_fields(field):
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"""All four Phase-2 policy fields must be in
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``_VERIFIER_POLICY_FIELDS`` so flipping any of them invalidates
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prior cache records on lookup. Without this binding, an operator
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could change caps and silently re-use stale cached verdicts."""
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assert field in _VERIFIER_POLICY_FIELDS
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def test_governance_hash_changes_when_apply_caps_flips():
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"""Dry-run → cap-on flip MUST bump governance_policy_hash. Same
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classifier output, different verifier behavior — distinct
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cache_key per §10.11.2 Level 6."""
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base_policy = dict.fromkeys(_VERIFIER_POLICY_FIELDS, "default")
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base_policy["quantifier_guard_apply_caps"] = False
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h_dry = verifier_policy_hash(base_policy)
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base_policy["quantifier_guard_apply_caps"] = True
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h_apply = verifier_policy_hash(base_policy)
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assert h_dry != h_apply
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def test_governance_hash_changes_when_caps_dict_changes():
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"""Editing the per-call override dict must bump the hash too."""
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base_policy = dict.fromkeys(_VERIFIER_POLICY_FIELDS, "default")
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base_policy["quantifier_caps_by_intensity"] = {}
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h_empty = verifier_policy_hash(base_policy)
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base_policy["quantifier_caps_by_intensity"] = {"ALL": 4}
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h_override = verifier_policy_hash(base_policy)
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assert h_empty != h_override
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def test_governance_hash_changes_when_master_switch_flips():
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base_policy = dict.fromkeys(_VERIFIER_POLICY_FIELDS, "default")
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base_policy["quantifier_guard_enabled"] = True
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h_on = verifier_policy_hash(base_policy)
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base_policy["quantifier_guard_enabled"] = False
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h_off = verifier_policy_hash(base_policy)
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assert h_on != h_off
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def test_governance_hash_changes_when_mode_list_changes():
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base_policy = dict.fromkeys(_VERIFIER_POLICY_FIELDS, "default")
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base_policy["quantifier_guard_modes"] = ["claim_lattice_pointer", "claim_lattice"]
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h_default = verifier_policy_hash(base_policy)
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base_policy["quantifier_guard_modes"] = ["claim_lattice_pointer"]
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h_pointer_only = verifier_policy_hash(base_policy)
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assert h_default != h_pointer_only
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# ---------------------------------------------------------------- profile shape
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def test_profile_keys_include_all_ten_rungs():
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"""Every profile must cover all ten intensity rungs so cap
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lookup can't fall through to the default profile due to a
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missing key."""
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expected_rungs = {
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"ABSENT", "SINGULAR", "PROPORTIONAL",
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"SMALL_NUM_EXPLICIT", "COMPARATIVE_BOUND",
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"FEW", "MANY", "ALL", "COMPREHENSIVE", "OPEN_REQUEST",
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}
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for profile_id, profile in PROFILES.items():
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missing = expected_rungs - set(profile.keys())
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assert not missing, f"{profile_id} missing rungs: {missing}"
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def test_default_profile_present():
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"""Lookup-fallback target must exist or unknown models would
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return None on every call."""
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assert "default" in PROFILES
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# Ticket #000008 §12.10 — n=5 verification produced these defaults
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# (committed 2026-05-03 post cap+reminder bench). Pin them here so a
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# future drift in DEFAULT_QUERY_POLICY surfaces a failing test.
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def test_default_reminder_enabled_for_lattice_modes():
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"""Phase 3 reminder default-ON per #000008 §12 bench finding:
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eliminates FORMAT_COLLAPSED, reduces NO_EVIDENCE_POINTER 33%,
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boosts mean ratio +17pp pointer / +21pp JSON, rescues JSON
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UNGROUNDED 7→1."""
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from arborist.qa.runner import DEFAULT_POLICY as RUNNER_POLICY
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from arborist.qa.query import DEFAULT_QUERY_POLICY
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assert RUNNER_POLICY["quantifier_reminder_enabled"] is True
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assert DEFAULT_QUERY_POLICY["quantifier_reminder_enabled"] is True
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def test_default_apply_caps_modes_is_json_only():
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"""Phase 2 cap default-allowlist per #000008 §12.10 n=5 finding:
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cap-on-JSON wins +14pp on STRICT-rate; cap-on-pointer fires
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TOO_MANY_CLAIMS 20× without moving the 0/45 STRICT floor.
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Default the apply-caps allowlist to JSON-only so flipping
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apply_caps=True doesn't add wasted cap-noise on pointer mode."""
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from arborist.qa.runner import DEFAULT_POLICY as RUNNER_POLICY
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from arborist.qa.query import DEFAULT_QUERY_POLICY
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assert RUNNER_POLICY["quantifier_apply_caps_modes"] == ["claim_lattice"]
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assert DEFAULT_QUERY_POLICY["quantifier_apply_caps_modes"] == ["claim_lattice"]
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def test_apply_caps_modes_is_in_verifier_policy_fields():
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"""Without governance binding, an operator could change the
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allowlist and silently re-use cached records written under a
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different allowlist."""
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assert "quantifier_apply_caps_modes" in _VERIFIER_POLICY_FIELDS
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def test_governance_hash_changes_when_apply_caps_modes_changes():
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base_policy = dict.fromkeys(_VERIFIER_POLICY_FIELDS, "default")
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base_policy["quantifier_apply_caps_modes"] = ["claim_lattice"]
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h_json_only = verifier_policy_hash(base_policy)
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base_policy["quantifier_apply_caps_modes"] = [
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"claim_lattice", "claim_lattice_pointer"
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]
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h_both = verifier_policy_hash(base_policy)
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assert h_json_only != h_both
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def test_apply_caps_default_off_preserves_dry_run_discipline():
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"""The cap-application gate stays operator-opt-in by default
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even with reminder default-on. Dry-run discipline (§10.11.3)
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survives the §12 bench cycle — operators flip apply_caps via
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--apply-quantifier-caps after their own bench review."""
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from arborist.qa.runner import DEFAULT_POLICY as RUNNER_POLICY
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from arborist.qa.query import DEFAULT_QUERY_POLICY
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assert RUNNER_POLICY["quantifier_guard_apply_caps"] is False
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assert DEFAULT_QUERY_POLICY["quantifier_guard_apply_caps"] is False
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