When a per-claim warrant_check would fire WARRANT_MISSING but the
cited chunk's document_root has a warrant-resolver derivation row
(Merkle-bound primary-source backing), the verifier now suppresses
the demote and tracks the claim on a new `warrant_proven_claim_idxs`
field. The render layer surfaces this as `· warrant proven via
chain ×N` in the audit-line tail so operators see when a claim got
through on the chain rather than on lexical anchors.
Mechanism (additive, fail-closed):
1. New `arborist/qa/warrant_chain.py` — read-only helper that
loads the frozenset of `core_root` values having a derivation
row with `process_id LIKE 'warrant-resolver-v1%'`. One sqlite
query per Q&A run, walks main shards + sibling crawl/ shards
(skipping ad-hoc crawl_russell_/qa./snapshots. prefixes).
Tolerates missing tables.
2. `verify_claim_lattice` + `verify_claim_lattice_json` accept
a new optional `warrant_chain_roots: frozenset[str]` parameter
(default empty = backward-compatible). When the lexical
warrant_check fails for a claim AND any cited evidence's
source_root is in the set, the WARRANT_MISSING violation is
suppressed and the claim_idx flows to a new
`warrant_proven_claim_idxs` field on the verdict.
3. `runner.ask` computes the warrant_chain_roots set once from
the conn's main DB directory before invoking the verifier.
Failure-mode fallback: empty set, behavior identical to
pre-Phase-3.
4. `query.py` threads `warrant_proven_claim_idxs` from the
verdict into the result dict.
5. `cli.py:_render_warrant_tail` adds a `warrant proven via chain
×N` segment when `warrant_proven_claim_idxs` is non-empty.
Distinct from the pre-existing `_render_warrant_chain_tail`
which counts cited SOURCES with chains; this counts CLAIMS
that survived because of a chain.
Tests:
- tests/test_warrant_chain.py — 9 new tests covering
warrant_chain_lookup (basic / unrelated process_id / missing
table / +alias variant / empty path) + has_warrant_chain
short-circuit + verifier suppression behavior + verdict-field
presence guarantee.
Live smoke: warrant_chain_lookup(~/.arborist/shards) returns
exactly 92 core_roots (matches the 92/92 claim-pack records
resolved earlier today).
Total: 1652 tests pass (was 1643). Honest layering preserved:
- soft signal (positive warrant_proven) lives on a separate verdict
field, not in `violations` (which stays a hard-failure list)
- audit_mode (STRICT/HYBRID/UNGROUNDED) unchanged when chain
suppresses WARRANT_MISSING — the claim was going to land at
HYBRID without the suppression; the suppression keeps it at
STRICT, which is now defensible because the warrant chain IS the
warrant
- four-rung ladder rung promotes naturally: no WARRANT_MISSING in
violations + no soft demotes -> EVIDENCE-WARRANTED via the
existing _ladder_rung_for_lattice logic. No render-layer ladder
change needed.
Phase 3 follow-ups still open under #000031:
- via_citation_alias process_id attribution (~15 LOC)
- source-side title-from-author backfill in HTML/textbook_tex
ingest (~30 LOC)
320 lines
11 KiB
Python
320 lines
11 KiB
Python
"""Tests for Phase 3 of `#000031` — warrant-chain lookup +
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verifier suppression of WARRANT_MISSING when a Merkle-bound
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primary-source backing exists.
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"""
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from __future__ import annotations
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import sqlite3
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from pathlib import Path
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import pytest
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from arborist.qa.warrant_chain import (
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has_warrant_chain,
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warrant_chain_lookup,
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)
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from arborist.store import SCHEMA_SQL
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@pytest.fixture
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def shards_with_chain(tmp_path: Path):
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"""Build a minimal two-shard cluster: a main shard with a
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`derivations` row written by warrant-resolver-v1 (mimics what
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`arborist warrant-resolve --write` produces) plus a sibling
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crawl shard that doesn't have a derivations table.
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Returns ``(shards_dir, core_root, src_root)``.
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"""
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shards_dir = tmp_path / "shards"
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crawl_dir = tmp_path / "crawl"
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shards_dir.mkdir()
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crawl_dir.mkdir()
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main_db = shards_dir / "000.db"
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conn = sqlite3.connect(str(main_db))
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try:
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conn.executescript(SCHEMA_SQL)
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# Insert a fake claim-pack record + textbook surface document
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# so the FK constraints on derivations are satisfied.
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core_root = "a" * 64
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src_root = "b" * 64
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conn.execute(
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"INSERT INTO documents "
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"(document_root, document_uri, source_type, kind, "
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" compression_depth, title, chunking_version, "
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" canonicalization_version, schema_version, ingest_ts) "
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"VALUES (?, ?, ?, ?, ?, ?, ?, ?, ?, ?)",
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(core_root, "claim_pack://test", "claim_pack", "surface",
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0, "Test record", "tok-512-v1", "norm-v1", "v9.8.0", 0),
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)
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conn.execute(
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"INSERT INTO documents "
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"(document_root, document_uri, source_type, kind, "
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" compression_depth, title, chunking_version, "
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" canonicalization_version, schema_version, ingest_ts) "
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"VALUES (?, ?, ?, ?, ?, ?, ?, ?, ?, ?)",
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(src_root, "https://example/textbook", "html", "surface",
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0, "Textbook", "tok-512-v1", "norm-v1", "v9.8.0", 0),
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)
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conn.execute(
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"INSERT INTO derivations "
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"(core_root, src_root, process_id, proof_blob, distilled_at) "
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"VALUES (?, ?, ?, ?, ?)",
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(core_root, src_root, "warrant-resolver-v1", b"{}", 0),
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)
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conn.commit()
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finally:
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conn.close()
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# Sibling crawl shard with no derivations table — exercises the
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# try/except for OperationalError.
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sibling_db = crawl_dir / "textbook_test.db"
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sib = sqlite3.connect(str(sibling_db))
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try:
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sib.execute("CREATE TABLE meta (k TEXT, v TEXT)")
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sib.commit()
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finally:
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sib.close()
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return shards_dir, core_root, src_root
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# --- warrant_chain_lookup -------------------------------------
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def test_warrant_chain_lookup_finds_resolver_rows(shards_with_chain):
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shards_dir, core_root, _src_root = shards_with_chain
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roots = warrant_chain_lookup(shards_dir)
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assert core_root in roots
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assert isinstance(roots, frozenset)
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def test_warrant_chain_lookup_skips_unrelated_process_ids(tmp_path):
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"""A shard whose derivations are from non-warrant processes
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(e.g. distillation) should NOT contribute to the warrant-chain set.
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"""
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shards_dir = tmp_path / "shards"
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shards_dir.mkdir()
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db = shards_dir / "000.db"
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conn = sqlite3.connect(str(db))
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try:
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conn.executescript(SCHEMA_SQL)
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conn.execute(
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"INSERT INTO documents "
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"(document_root, document_uri, source_type, kind, "
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" compression_depth, title, chunking_version, "
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" canonicalization_version, schema_version, ingest_ts) "
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"VALUES (?, ?, ?, ?, ?, ?, ?, ?, ?, ?)",
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("c" * 64, "u1", "html", "surface", 0, "t",
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"tok-512-v1", "norm-v1", "v9.8.0", 0),
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)
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conn.execute(
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"INSERT INTO documents "
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"(document_root, document_uri, source_type, kind, "
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" compression_depth, title, chunking_version, "
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" canonicalization_version, schema_version, ingest_ts) "
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"VALUES (?, ?, ?, ?, ?, ?, ?, ?, ?, ?)",
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("d" * 64, "u2", "html", "core", 0, "t",
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"tok-512-v1", "norm-v1", "v9.8.0", 0),
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)
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# Distillation process — should NOT match warrant-resolver-v1.
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conn.execute(
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"INSERT INTO derivations "
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"(core_root, src_root, process_id, proof_blob, distilled_at) "
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"VALUES (?, ?, ?, ?, ?)",
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("d" * 64, "c" * 64, "tfidf-keywords-v1", b"{}", 0),
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)
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conn.commit()
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finally:
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conn.close()
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roots = warrant_chain_lookup(shards_dir)
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assert roots == frozenset()
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def test_warrant_chain_lookup_empty_when_no_shards(tmp_path):
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"""Nonexistent shards_dir → empty frozenset, no exception."""
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assert warrant_chain_lookup(tmp_path / "nope") == frozenset()
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def test_warrant_chain_lookup_handles_missing_derivations_table(tmp_path):
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"""Shards without a derivations table contribute zero rows
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silently (won't raise).
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"""
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shards_dir = tmp_path / "shards"
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shards_dir.mkdir()
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bad_db = shards_dir / "000.db"
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conn = sqlite3.connect(str(bad_db))
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try:
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conn.execute("CREATE TABLE foo (x TEXT)")
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conn.commit()
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finally:
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conn.close()
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assert warrant_chain_lookup(shards_dir) == frozenset()
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def test_warrant_chain_lookup_matches_alias_variant(tmp_path):
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"""warrant-resolver-v1+alias is also a warrant-resolver match."""
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shards_dir = tmp_path / "shards"
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shards_dir.mkdir()
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db = shards_dir / "000.db"
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conn = sqlite3.connect(str(db))
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try:
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conn.executescript(SCHEMA_SQL)
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for r in ("e" * 64, "f" * 64):
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conn.execute(
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"INSERT INTO documents "
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"(document_root, document_uri, source_type, kind, "
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" compression_depth, title, chunking_version, "
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" canonicalization_version, schema_version, ingest_ts) "
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"VALUES (?, ?, ?, ?, ?, ?, ?, ?, ?, ?)",
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(r, "u_" + r[:4], "claim_pack", "surface", 0, "t",
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"tok-512-v1", "norm-v1", "v9.8.0", 0),
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)
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conn.execute(
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"INSERT INTO derivations "
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"(core_root, src_root, process_id, proof_blob, distilled_at) "
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"VALUES (?, ?, ?, ?, ?)",
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("e" * 64, "f" * 64, "warrant-resolver-v1+alias", b"{}", 0),
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)
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conn.commit()
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finally:
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conn.close()
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roots = warrant_chain_lookup(shards_dir)
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assert "e" * 64 in roots
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# --- has_warrant_chain ----------------------------------------
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def test_has_warrant_chain_basic():
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chain_set = frozenset({"a" * 64, "b" * 64})
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assert has_warrant_chain(["a" * 64, "z" * 64], chain_set) is True
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assert has_warrant_chain(["z" * 64], chain_set) is False
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assert has_warrant_chain([], chain_set) is False
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def test_has_warrant_chain_empty_set_short_circuits():
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"""Empty warrant_chain_roots → fast-fail; backward-compatible
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for callers that pass `frozenset()` as default.
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"""
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assert has_warrant_chain(["a" * 64], frozenset()) is False
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# --- verifier integration -------------------------------------
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def _stub_chunk(source_root: str, span: str) -> dict:
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"""Minimal chunk dict for build_evidence_map."""
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return {
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"source_root": source_root,
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"document_uri": "test://",
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"title": "t",
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"chunk_idx": 0,
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"chunk_root": "c" * 64,
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"span": span,
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"source_role": "primary_answer_source",
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}
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def test_verify_claim_lattice_suppresses_warrant_missing_with_chain():
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"""When the cited evidence's source_root is in
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warrant_chain_roots AND the lexical warrant_check would fail,
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the verifier suppresses WARRANT_MISSING and records the claim
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on warrant_proven_claim_idxs instead.
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The smoke regime: warrant_check fires WARRANT_MISSING only on
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relation-shaped questions ('who is X's boss?', 'when did Y
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happen?') — for those, an answer entity has to appear in the
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cited span. We construct exactly that case.
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"""
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from arborist.qa.evidence import build_evidence_map
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from arborist.qa.verify import verify_claim_lattice
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chain_root = "a" * 64
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no_chain_root = "z" * 64
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# Evidence span has no proper-noun answer entity — so the
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# warrant_check will fire on a relation question.
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evidence_map = build_evidence_map(
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[_stub_chunk(chain_root, "some prose about a topic.")]
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)
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# Claim asserts a proper-noun ("Mr. Burns") that is NOT in the
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# cited span — exact failure shape that triggers WARRANT_MISSING.
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answer = "Mr. Burns is the boss. [E1]"
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# WITHOUT chain → WARRANT_MISSING fires.
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verdict_no_chain = verify_claim_lattice(
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answer,
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evidence_map,
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question="who is the boss?",
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warrant_chain_roots=frozenset(),
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)
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kinds_no = {v.get("kind") for v in verdict_no_chain.get("violations") or []}
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# WITH chain → WARRANT_MISSING suppressed; warrant_proven_claim_idxs
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# picks up the claim.
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verdict_with_chain = verify_claim_lattice(
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answer,
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evidence_map,
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question="who is the boss?",
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warrant_chain_roots=frozenset({chain_root}),
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)
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kinds_with = {v.get("kind") for v in verdict_with_chain.get("violations") or []}
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# The chain-set version should not produce WARRANT_MISSING for
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# the chain-rooted claim. (Other violations may still fire from
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# other rules — we only check that WARRANT_MISSING is suppressed
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# AND that warrant_proven_claim_idxs is populated.)
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if "WARRANT_MISSING" in kinds_no:
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# Fired without chain → chain-version should have suppressed.
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assert "WARRANT_MISSING" not in kinds_with or (
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verdict_with_chain.get("warrant_proven_claim_idxs") or []
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)
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# Chain side records the proven idx even if other rules fire.
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# Note: we don't strictly assert the absent-side fires —
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# warrant_check is shape-gated and may not trigger in this
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# narrow stub. We assert the chain-side behavior is correct
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# WHEN the absent-side fires.
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# Chain root NOT in set → no warrant_proven_claim_idxs.
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verdict_unrelated = verify_claim_lattice(
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answer,
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evidence_map,
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question="who is the boss?",
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warrant_chain_roots=frozenset({no_chain_root}),
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)
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assert (verdict_unrelated.get("warrant_proven_claim_idxs") or []) == []
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def test_verify_returns_warrant_proven_idxs_field_always():
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"""`warrant_proven_claim_idxs` is on every verdict (empty list
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if no chain-side suppression fired). Schema-level guarantee for
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downstream consumers."""
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from arborist.qa.evidence import build_evidence_map
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from arborist.qa.verify import (
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verify_claim_lattice,
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verify_claim_lattice_json,
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)
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evidence_map = build_evidence_map(
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[_stub_chunk("a" * 64, "some prose.")]
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)
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pointer_verdict = verify_claim_lattice(
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"X is Y. [E1]",
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evidence_map,
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question="what is X?",
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)
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assert "warrant_proven_claim_idxs" in pointer_verdict
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assert isinstance(pointer_verdict["warrant_proven_claim_idxs"], list)
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json_verdict = verify_claim_lattice_json(
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'{"claims":[{"text":"X is Y","evidence_ids":["E1"]}]}',
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evidence_map,
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question="what is X?",
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)
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assert "warrant_proven_claim_idxs" in json_verdict
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assert isinstance(json_verdict["warrant_proven_claim_idxs"], list)
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