v7's canonical integer byte-order was confirmed little-endian by
inspecting merkle-agi-dag_v7.txt §A1 — every to_bytes / astype in the
TLV encoding is little-endian (TLV length prefixes to_bytes(4,'little'),
enc_int to_bytes(8,'little'), quantized tensors '<i8'); no big-endian
anywhere. Per dav1d's 2026-05-11 review rule ("if v7 TLV canonical
integer encoding is little-endian, flip §3.4 to little-endian before
KAT freeze"), flip done — this is the -le variant.
Implementation (arborist/substrate/anchor_prg.py):
- PHI_PRG_VERSION → "phi-prg-v1-hmac-sha512-le" (still "v1";
the -le suffix records the endianness; future re-flip MUST bump).
- _expand: counter.to_bytes(4, 'big') → 'little'.
- _bytes_to_floats: int.from_bytes(..., 'big') → 'little' (the
uint32-word interpretation, for full consistency with v7).
- Module + function docstrings updated: little-endian throughout,
with the merkle-agi-dag_v7.txt §A1 verification note.
- Note: at counter=0 the bytes are identical regardless of
endianness, so 5 of the 10 KAT entries (dim_h ≤ 16, single block)
keep the same output_sha256; the 5 multi-block entries (dim_h 17/
32/64×3/4096) change.
KAT fixture (bench/fixtures/phi-prg/known-answer-tests.jsonl):
- Regenerated under the little-endian counter. Each entry now also
carries a "version" field (phi-prg-v1-hmac-sha512-le). Header
comment updated.
Tests (tests/test_anchor_prg.py, 30 → 31):
- test_module_exports_version_string: assert the -le suffix.
- test_bytes_to_floats_midpoint_maps_to_zero: 2^31 is b'\x00\x00\x00\x80'
in little-endian, not b'\x80\x00\x00\x00'.
- New test_bytes_to_floats_reads_little_endian: pins the byte-order
so an accidental re-flip is caught.
- test_phi_prg_first_block_matches_direct_hmac: uint32-word reads
little-endian (counter=0 bytes unchanged either way).
- test_phi_prg_known_answer_tests: assert kat['version'] == module
version when present.
Spec text (#000035 §3.4): folded the little-endian variant of
dav1d's §9.10 wording — counter_le32, uint32_le word reads, an
"all integers little-endian, matching v7 TLV §A1" preamble, and an
"Endianness — RESOLVED 2026-05-11" note replacing the open
big-vs-little question. soft-hash-channel-analysis.md §9.2/§11 +
#000035 status + TICKETS.md row updated. AUTOCOUNT for
test_anchor_prg.py bumped 30 → 31; PHI_PRG_VERSION refs in docs
bumped to -le.
Full suite: 2312 passed, 28 skipped.
425 lines
16 KiB
Python
425 lines
16 KiB
Python
"""Tests for arborist.substrate.anchor_prg per ticket #000035 §3.2.
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Coverage matches the ticket's acceptance criteria:
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- Determinism: same (seed, hard_hash, dim_h) → byte-identical output.
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- Distinguishing-from-random sanity: chi² test on a sample of outputs
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(loose threshold; just catches gross PRG bugs like cycling on the
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counter or HMAC mis-keying).
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- Boundary: dim_h=1 and large dim_h both produce sensible outputs.
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- Seed-change avalanche: flipping one bit of the seed yields a result
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uncorrelated with the original (Hamming distance ≈ output_size / 2).
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- Hash-input avalanche: flipping one bit of the hard hash same.
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- Input validation: short hashes / non-positive dim_h raise ValueError.
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- Range invariant: every output float is in [-1, 1).
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- KAT (known-answer-test) vectors regression-pinned via the
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``bench/fixtures/phi-prg/known-answer-tests.jsonl`` fixture.
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"""
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from __future__ import annotations
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import hashlib
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import json
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from pathlib import Path
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import pytest
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from arborist.substrate.anchor_prg import (
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PHI_PRG_VERSION,
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PLACEHOLDER_SEED,
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_bytes_to_floats,
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_expand,
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phi_prg,
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)
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# ----------------------------------------------------------- determinism
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def test_phi_prg_deterministic_same_inputs():
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h = hashlib.sha256(b"deterministic-input").digest()
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v1 = phi_prg(h, dim_h=64)
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v2 = phi_prg(h, dim_h=64)
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assert v1 == v2
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def test_phi_prg_deterministic_with_explicit_seed():
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h = hashlib.sha256(b"x").digest()
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seed = hashlib.sha256(b"my-seed").digest()
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v1 = phi_prg(h, dim_h=32, seed=seed)
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v2 = phi_prg(h, dim_h=32, seed=seed)
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assert v1 == v2
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# ----------------------------------------------------------- range invariant
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def test_phi_prg_outputs_in_unit_interval():
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h = hashlib.sha256(b"range-check").digest()
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v = phi_prg(h, dim_h=2048)
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for x in v:
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# Spec: [-1, 1) — strict upper bound is critical because
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# 2 * (2^32 - 1) / 2^32 - 1 = (2^33 - 2 - 2^32) / 2^32
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# = (2^32 - 2) / 2^32 < 1.
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assert -1.0 <= x < 1.0, f"out of range: {x}"
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def test_bytes_to_floats_zero_maps_to_minus_one():
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assert _bytes_to_floats(b"\x00\x00\x00\x00") == [-1.0]
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def test_bytes_to_floats_max_uint32_just_below_one():
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# 0xFFFFFFFF → 2 * (1 - 2^-32) - 1 = 1 - 2^-31, strictly < 1.
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out = _bytes_to_floats(b"\xff\xff\xff\xff")
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assert len(out) == 1
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assert out[0] < 1.0
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assert out[0] > 1.0 - 1e-9
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def test_bytes_to_floats_midpoint_maps_to_zero():
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# u32 = 2^31 → 2 * 0.5 - 1 = 0.0. Words are read little-endian
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# (matches v7's TLV convention), so the byte representation of
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# 2^31 is b"\x00\x00\x00\x80", not b"\x80\x00\x00\x00".
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assert int.from_bytes(b"\x00\x00\x00\x80", "little") == 1 << 31
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assert _bytes_to_floats(b"\x00\x00\x00\x80") == [0.0]
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def test_bytes_to_floats_reads_little_endian():
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"""Sanity-pin the endianness: 0x00000001 in little-endian byte
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layout is b"\x01\x00\x00\x00" → u32=1 → 2*(1/2^32)-1 ≈ -1.0.
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The big-endian reading (u32 = 0x01000000 = 2^24) would give a
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very different float — this test catches an accidental flip back."""
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out = _bytes_to_floats(b"\x01\x00\x00\x00")
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assert out[0] == pytest.approx(2.0 * (1 / 2**32) - 1.0, abs=1e-12)
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assert out[0] < -0.999999
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# ----------------------------------------------------------- chi² sanity
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def test_phi_prg_chi2_loose_uniformity():
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"""Bin a 4096-float sample into 16 buckets on [-1, 1); expect
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counts within a generous chi² acceptance region. Threshold is
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deliberately wide — this catches catastrophic PRG bugs (e.g.
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counter cycling, all-zero output) but doesn't claim
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cryptographic-grade evidence.
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"""
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h = hashlib.sha256(b"uniformity-sample").digest()
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n = 4096
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nbuckets = 16
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samples = phi_prg(h, dim_h=n)
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counts = [0] * nbuckets
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for x in samples:
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# Map [-1, 1) → [0, nbuckets)
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idx = int((x + 1.0) * 0.5 * nbuckets)
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if idx == nbuckets: # x just below 1.0 due to float
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idx = nbuckets - 1
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counts[idx] += 1
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expected = n / nbuckets
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chi2 = sum((c - expected) ** 2 / expected for c in counts)
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# df = 15, 99.9th percentile ≈ 37.7. We accept up to 60 to leave
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# headroom against single-sample tail behaviour without making the
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# test useless.
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assert chi2 < 60.0, f"χ² = {chi2:.2f}; counts = {counts}"
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# ----------------------------------------------------------- boundary
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def test_phi_prg_dim_h_one():
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h = hashlib.sha256(b"boundary-1").digest()
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v = phi_prg(h, dim_h=1)
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assert len(v) == 1
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assert -1.0 <= v[0] < 1.0
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def test_phi_prg_dim_h_large_consistent_length():
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# 2^14 = 16384 floats → 64 KB output → 1024 HMAC blocks.
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# Cheap enough for a unit test.
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h = hashlib.sha256(b"boundary-large").digest()
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v = phi_prg(h, dim_h=16384)
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assert len(v) == 16384
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# ----------------------------------------------------------- avalanche
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def _hamming_bits(a: bytes, b: bytes) -> int:
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assert len(a) == len(b)
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return sum(bin(x ^ y).count("1") for x, y in zip(a, b))
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def test_phi_prg_seed_bit_flip_avalanches():
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"""Flip one bit of the seed; expect the byte-output Hamming
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distance to be ≈ output_size_bits / 2 ± noise. This is the
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standard PRF avalanche property; failure indicates the seed
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isn't actually keying HMAC (e.g. constant collision)."""
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h = hashlib.sha256(b"avalanche-seed").digest()
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seed_a = bytes(32)
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seed_b = bytes([0x80]) + bytes(31) # flip top bit of byte 0
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raw_a = _expand(seed_a, h, 256)
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raw_b = _expand(seed_b, h, 256)
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bits_total = len(raw_a) * 8
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diff = _hamming_bits(raw_a, raw_b)
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# 256 bytes = 2048 bits; expected ≈ 1024 ± few sigma.
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# Conservative: 35-65% of bits flipped.
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assert 0.35 * bits_total < diff < 0.65 * bits_total, (
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f"avalanche failed: {diff}/{bits_total} bits differ "
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f"({100*diff/bits_total:.1f}%)"
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)
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def test_phi_prg_hash_bit_flip_avalanches():
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"""Flip one bit of the hard hash input; same avalanche property."""
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seed = hashlib.sha256(b"av-seed").digest()
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h_a = bytes(32)
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h_b = bytes([0x01]) + bytes(31)
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raw_a = _expand(seed, h_a, 256)
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raw_b = _expand(seed, h_b, 256)
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bits_total = len(raw_a) * 8
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diff = _hamming_bits(raw_a, raw_b)
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assert 0.35 * bits_total < diff < 0.65 * bits_total, (
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f"avalanche failed: {diff}/{bits_total} bits differ "
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f"({100*diff/bits_total:.1f}%)"
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)
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# ----------------------------------------------------------- monotonicity / closure
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def test_phi_prg_output_length_exactly_dim_h():
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"""``phi_prg(h, n)`` must produce exactly ``n`` floats.
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Closure check pattern (cf. fox's `test_total_equals_sum_of_three_contributions`
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in test_t3_bound_calculator.py): the output length is the
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contract; off-by-one or truncation bugs in `_expand` would
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surface here. Parametrized to widen the cone."""
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h = hashlib.sha256(b"len-check").digest()
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for n in (1, 2, 4, 7, 16, 17, 64, 1024):
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v = phi_prg(h, dim_h=n)
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assert len(v) == n, f"dim_h={n}: expected {n} floats, got {len(v)}"
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def test_phi_prg_output_is_prefix_extending():
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"""``phi_prg(h, n)`` must equal the first ``n`` entries of
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``phi_prg(h, n+k)``.
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Streaming-counter-mode invariant: the HMAC-SHA-512 expansion
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is deterministic counter-based, so increasing dim_h adds
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strictly more bytes at the tail without re-deriving the
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head. A bug that re-keyed HMAC per-call (e.g. seed mutation)
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would surface here.
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Pattern from fox's `test_monotone_in_window_length`: scaling
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one input dimension while holding others fixed is a
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closed-form invariant the function MUST satisfy.
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"""
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h = hashlib.sha256(b"prefix-extend").digest()
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short = phi_prg(h, dim_h=8)
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long = phi_prg(h, dim_h=24)
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assert long[:8] == short, (
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"phi_prg should be prefix-stable: "
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f"long[:8] = {long[:8][:3]!r}... vs short = {short[:3]!r}..."
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)
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# ----------------------------------------------------------- hand-formula
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def test_phi_prg_first_block_matches_direct_hmac():
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"""First HMAC-SHA-512 block of phi_prg's output should match
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a direct hmac.new(seed, hard_hash + counter_le_4, sha512).digest()
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invocation. Hand-computed against the function's spec (#000035
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§3.1/§3.4 + module §1). Counter and uint32-word reads are both
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little-endian (matches v7's TLV convention; dav1d review
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2026-05-11) — at counter=0 the bytes are b'\\x00\\x00\\x00\\x00'
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regardless of endianness, but the float-word interpretation is
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the part this test pins as little-endian.
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Pattern from fox's `test_b1_exact_formula`: don't rely on
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KAT regression alone — compute the first-principles math in
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the test file and assert exact agreement. Catches algorithm
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drift that KAT regenerated against a buggy version would miss.
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"""
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import hmac
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seed = hashlib.sha256(b"hand-formula-seed").digest()
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h = hashlib.sha256(b"hand-formula-hash").digest()
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# Spec: out = HMAC-SHA-512(seed, hard_hash || counter_le_4) for
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# counter = 0, 1, 2, ...; concatenated; truncated to dim_h * 4 bytes.
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expected_block_0 = hmac.new(
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seed, h + (0).to_bytes(4, "little"), hashlib.sha512
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).digest()
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# First block is 64 bytes = 16 uint32s = 16 floats. dim_h=16
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# consumes exactly the first block.
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floats = phi_prg(h, dim_h=16, seed=seed)
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# Convert expected_block_0 to floats per §3.4 spec: uint32 read
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# little-endian, then 2*(u32/2^32)-1.
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expected_floats = []
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for i in range(16):
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u32 = int.from_bytes(expected_block_0[4 * i : 4 * (i + 1)], "little")
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expected_floats.append(2.0 * (u32 / 2 ** 32) - 1.0)
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for j, (got, exp) in enumerate(zip(floats, expected_floats)):
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assert got == pytest.approx(exp, abs=1e-12), (
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f"first-block float mismatch at index {j}: got {got}, "
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f"expected {exp}"
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)
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def test_phi_prg_seed_changes_every_byte_independently():
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"""Pattern from fox's monotone tests: scaling one input
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independently shouldn't bleed into other parts of the output.
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For phi_prg this is harder to assert directly — HMAC mixes
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everything — but we can pin: changing the seed should change
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EVERY output float (not zero of them)."""
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h = hashlib.sha256(b"seed-bleed-check").digest()
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seed_a = hashlib.sha256(b"seed-A").digest()
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seed_b = hashlib.sha256(b"seed-B").digest()
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out_a = phi_prg(h, dim_h=64, seed=seed_a)
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out_b = phi_prg(h, dim_h=64, seed=seed_b)
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# Every position should differ — under HMAC-SHA-512 PRF,
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# the probability that any specific 32-bit float matches by
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# chance is 2^-32, so 64 positions × 2^-32 ≈ 2^-26 false
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# positives expected. None expected in practice.
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matches = sum(1 for a, b in zip(out_a, out_b) if a == b)
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assert matches == 0, (
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f"{matches}/64 positions matched between different seeds; "
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"PRF bleed check failed"
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)
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# ----------------------------------------------------------- validation (parametrized)
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@pytest.mark.parametrize("bad_hash", [
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b"too short", # too few bytes
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b"\x00" * 33, # too many bytes
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b"", # empty
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b"\x00" * 31, # off by one short
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])
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def test_phi_prg_rejects_wrong_size_hash(bad_hash):
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"""Pattern from fox: parametrize over the invalid-input cone
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rather than spawn a separate test function per case."""
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with pytest.raises(ValueError, match="32 bytes"):
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phi_prg(bad_hash, dim_h=8)
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@pytest.mark.parametrize("bad_dim", [0, -1, -100])
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def test_phi_prg_rejects_non_positive_dim_h(bad_dim):
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h = hashlib.sha256(b"x").digest()
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with pytest.raises(ValueError, match="positive"):
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phi_prg(h, dim_h=bad_dim)
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def test_phi_prg_rejects_non_bytes_hash():
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with pytest.raises(ValueError):
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phi_prg("not bytes", dim_h=8) # type: ignore[arg-type]
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def test_phi_prg_rejects_non_int_dim_h():
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h = hashlib.sha256(b"x").digest()
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with pytest.raises(ValueError):
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phi_prg(h, dim_h=8.5) # type: ignore[arg-type]
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@pytest.mark.parametrize("bad_dim", [True, False])
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def test_phi_prg_rejects_bool_dim_h(bad_dim):
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"""isinstance(True, int) is True in Python — bool must be rejected
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explicitly so `dim_h=True` doesn't silently become dim_h=1
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(dav1d review 2026-05-11)."""
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h = hashlib.sha256(b"x").digest()
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with pytest.raises(ValueError, match="positive"):
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phi_prg(h, dim_h=bad_dim) # type: ignore[arg-type]
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def test_phi_prg_rejects_dim_h_above_counter_ceiling():
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"""dim_h > 16·2^32 exhausts the 4-byte counter; reject with a
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clear ValueError naming the ceiling rather than overflowing
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deep in _expand (#000035 §3.4, dav1d review 2026-05-11)."""
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h = hashlib.sha256(b"x").digest()
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ceiling = 16 * (1 << 32)
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# at the ceiling is fine to *request* (we don't actually compute it
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# — that would need 256 GB; just check the boundary classification)
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with pytest.raises(ValueError, match=r"16.2\^32|counter"):
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phi_prg(h, dim_h=ceiling + 1)
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# ----------------------------------------------------------- module shape
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def test_module_exports_version_string():
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# The "-le" suffix records the 2026-05-11 big-endian → little-endian
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# counter flip (dav1d review; matches v7's TLV convention). A future
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# endianness or formula change MUST bump this token + regen the KATs.
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assert PHI_PRG_VERSION == "phi-prg-v1-hmac-sha512-le"
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# versioned-default discipline (calculator-test-patterns.md §2):
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# "v1" substring present so future major-version rotations
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# (v2-blake3-expansion etc.) are detectable at the call site
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# without string-comparing module paths.
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assert "v1" in PHI_PRG_VERSION
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assert PHI_PRG_VERSION.endswith("-le")
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def test_placeholder_seed_is_32_bytes():
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assert isinstance(PLACEHOLDER_SEED, bytes)
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assert len(PLACEHOLDER_SEED) == 32
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# ----------------------------------------------------------- KAT regression
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KAT_FIXTURE = (
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Path(__file__).parent.parent
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/ "bench"
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/ "fixtures"
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/ "phi-prg"
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/ "known-answer-tests.jsonl"
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)
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@pytest.mark.skipif(
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not KAT_FIXTURE.exists(),
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reason="KAT fixture not yet generated; run scripts/generate_phi_prg_kat.py",
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)
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def test_phi_prg_known_answer_tests():
|
||
"""Re-run every (seed, hard_hash, dim_h) triple in the pinned KAT
|
||
fixture; bytes-output SHA-256 must match the recorded value.
|
||
|
||
The fixture is generated once and committed; any future change to
|
||
the algorithm (e.g. switching from HMAC-SHA-512 to a different
|
||
construction) MUST bump ``PHI_PRG_VERSION`` and produce a new
|
||
fixture file under ``bench/fixtures/phi-prg/`` rather than
|
||
overwrite this one. Old runs replay against the old fixture.
|
||
"""
|
||
for line in KAT_FIXTURE.read_text(encoding="utf-8").splitlines():
|
||
line = line.strip()
|
||
if not line or line.startswith("#"):
|
||
continue
|
||
kat = json.loads(line)
|
||
seed = bytes.fromhex(kat["seed_hex"])
|
||
hard_hash = bytes.fromhex(kat["hard_hash_hex"])
|
||
dim_h = int(kat["dim_h"])
|
||
out_floats = phi_prg(hard_hash, dim_h=dim_h, seed=seed)
|
||
# Pin the bytes-form so the fixture is independent of any
|
||
# future float-format choice (list[float] vs array.array vs
|
||
# numpy.ndarray). bytes-output SHA-256 is the durable
|
||
# contract. We reconstruct the bytes via _expand to keep the
|
||
# fixture format stable.
|
||
raw = _expand(seed, hard_hash, dim_h * 4)
|
||
digest = hashlib.sha256(raw).hexdigest()
|
||
assert digest == kat["output_sha256"], (
|
||
f"KAT mismatch for label={kat.get('label')!r}: "
|
||
f"expected {kat['output_sha256']}, got {digest}"
|
||
)
|
||
# Version pin (present in 2026-05-11+ fixtures): a KAT recorded
|
||
# under a different PHI_PRG_VERSION must not be silently replayed
|
||
# against the current algorithm.
|
||
if "version" in kat:
|
||
assert kat["version"] == PHI_PRG_VERSION, (
|
||
f"KAT version mismatch for label={kat.get('label')!r}: "
|
||
f"fixture {kat['version']}, module {PHI_PRG_VERSION}"
|
||
)
|
||
# Also assert the float list has the expected length so a
|
||
# bug in _bytes_to_floats truncation is caught.
|
||
assert len(out_floats) == dim_h
|